Sebi issues guideline for research analysts, investment advisers
Markets regulator Sebi has established new guidelines for research analysts and investment advisers to enhance investor protection. Key measures include deposit requirements linked to client numbers, mandatory compliance audits, and detailed disclosures. Dual registrations for advisory and research roles are permitted, provided services are distinctly segregated.
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Markets regulator Sebi has established new guidelines for research analysts and investment advisers to enhance investor protection. Key measures include deposit requirements linked to client numbers, mandatory compliance audits, and detailed disclosures. Dual registrations for advisory and research roles are permitted, provided services are distinctly segregated. 
